Financial Instruments and Exchange Act

Results: 91



#Item
61Generally Accepted Accounting Principles / Financial statements / Balance sheet / Net asset value / Account / Income tax in the United States / Income tax / Valuation / Equity / Finance / Accountancy / Business

Disclaimer: This document is a translation of the Japanese original. The Japanese original has been disclosed in Japan in accordance with Japanese accounting standards and the Financial Instruments and Exchange Act. This

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Source URL: www.nisshin.com

Language: English - Date: 2014-07-03 03:31:48
62Financial statements / Cash flow / Generally Accepted Accounting Principles / Free cash flow / Consolidation / Balance sheet / Dividend / Accountancy / Finance / Business

Disclaimer: This document is a translation of the Japanese original. The Japanese original has been disclosed in Japan in accordance with Japanese accounting standards and the Financial Instruments and Exchange Act. This

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Source URL: www.nisshin.com

Language: English - Date: 2014-07-03 04:09:01
63United States Securities and Exchange Commission / Financial economics / Securities Exchange Act / Security / Investment / Economics / Bond / Qualified institutional placement / Regulation S-K / United States securities law / Stock market / 73rd United States Congress

(Provisional Reference Translation) Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of March 24, 2014) Chapter 1

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Source URL: www.tse.or.jp

Language: English - Date: 2014-08-24 01:32:17
64Finance / Sarbanes–Oxley Act / Internal audit / Audit / External auditor / Internal control / Financial Instruments and Exchange Act / Center for Audit Quality / Auditing / Accountancy / Business

August 30,2005 Mr. Jonathan 0.Katz Committee Management Oficer Securities and Exchange Commission 100 F Street NE

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Source URL: www.sec.gov

Language: English - Date: 2005-10-06 12:45:08
65Accountancy / United States corporate law / United States securities law / Finance / Public administration / Sarbanes–Oxley Act / U.S. Securities and Exchange Commission / Regulation S-X / Financial Instruments and Exchange Act / Auditing / Corporate governance / Business

Comment Letter on File No[removed]

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Source URL: www.sec.gov.

Language: English - Date: 2006-04-04 16:15:50
66Risk / Sarbanes–Oxley Act / Internal audit / Audit / External auditor / Internal control / Center for Audit Quality / Financial Instruments and Exchange Act / Auditing / Accountancy / Business

Comment on File No[removed]

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Source URL: www.sec.gov.

Language: English - Date: 2006-04-17 15:16:07
67Financial regulation / Economy of the Philippines / Securities Exchange Act / Regulation NMS / Financial system / Government / U.S. Securities and Exchange Commission / New York Stock Exchange / Financial economics / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Federal Register / Vol. 79, No[removed]Wednesday, January 15, [removed]Notices of the Fund that seeks to invest in certain derivative instruments, including forwards, exchange-traded and over-the-counter options contracts, e

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Source URL: www.c2exchange.com

Language: English - Date: 2014-01-15 09:44:49
68Stock market / Exempt market dealer / United States Securities and Exchange Commission / Securities / Accredited investor / Securities Act / Hedge fund / Prospectus / Security / Financial economics / Investment / Finance

CSA Staff Notice[removed] – NI[removed]Registration Requirements and Exemptions and related instruments – Frequently Asked Questions as of December 18, 2009

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 19:02:08
69Auditing / Corporate governance / 73rd United States Congress / United States Securities and Exchange Commission / Financial regulation / Audit committee / Securities Act / Financial economics / United States securities law / Mutual Fund Dealers Association / Business

OSC | Securities Law & Instruments - Orders, Rulings & Decisions

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Source URL: www.mfda.ca

Language: English - Date: 2013-06-05 09:25:24
70Financial markets / Systemic risk / Commodity Futures Trading Commission / Markets in Financial Instruments Directive / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Futures contract / Derivative / U.S. Securities and Exchange Commission / Financial economics / Finance / Investment

August 19, 2013 Via Electronic Submission: http://www.sec.gov/rules/proposed.shtml Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street NE

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Source URL: www.sec.gov

Language: English - Date: 2013-08-19 11:40:03
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